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Jobs or company...
A

Head of Control and Reconciliation

  • Full Time, onsite
  • Alliance Sourcing Network
  • On Site, United States of America
Salary undisclosed

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Dice
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European bank in NYC with offices in NJ

Job Summary
Head of Control and Reconciliation Operations for Capital Markets is responsible for the day to day operations of the Capital Markets Back office Control and Recon unit. Individual must have strong management experience, Series 27 License and multiple years of Capital Markets experience. This individual must have experience facing off with Client regulators.
Experienced senior Operation Control professional (Client 27 Financial and Operations Principal):

Proficient in the following::

  • Cash/nostro reconciliation
  • GL reconciliations/certifications
  • Stock record/Depot reconciliations / Quarterly counts
  • Fail Control -aging/analysis
  • Suspense tracking
  • 15a6 fail tracking/reconciliation and reporting
  • Broker Dealer statement/confirm control


Experience interfacing/point of contact with CFO office on validation on " operational data impacting Client and Client reporting. Familiarity with the following:

  • Reserve formula calculation
  • Net capital operational impacts
  • Client schedules
  • Securities Focus reporting


Key involvement with all major projects (from a "control perspective) implementing new businesses impacting regulated entities Books and Records

SPECIAL ROLE REQUIREMENTS:

  1. Manage staff of 4-6 including daily workflow, appraisals, employee growth and development.
  2. Client Series 27 License - REQUIRED
  3. 5-10 years of Control and Reconciliation experience with Capital Markets Products - REQUIRED
  4. 3-7 years of Management experience REQUIRED
  5. Experience dealing directly with Client a PLUS
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
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