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Jobs or company...
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Audit Manager - Consumer Compliance - Charlotte, NC/Dallas, TX/East Hartford, CT/Providence, RI/Stamford, CT/Wilmington, DE

Salary undisclosed

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Dice
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Role: Audit Manager - Consumer Compliance

Hybrid

Hybrid 3days onsite and 2 days work from Home

Locations:

Charlotte, NC, US

Dallas, TX, US

East Hartford, CT, US

Providence, RI, US

Stamford, CT, US

Wilmington, DE, US

Permanent | Req ID: 24039294

Banking / Loans

Job description

Required Qualifications

  • Minimum 8 years Audit or risk control risk/controls background preferably in financial services.
  • A minimum of 3 years in a lead auditor / Auditor-in-Charge (AIC) role, or equivalent experience.
  • Risk assessment skillset to enable evaluation of processes and other operational risks, identification of controls and determination of gaps and weaknesses.
  • Strong written/verbal communication skills with the ability to communicate issues/concerns and recommend corrective course of action. Capability to effectively influence risk direction and willingness to take a stand when required.
  • Intellectual curiosity to identify areas of risk coupled with the analytic, logical reasoning, and problem solving, risk vs. reward skills to effectively and objectively investigate/evaluate areas of risk.
  • Ability to manage audit projects within a risk-based audit methodology and provide coaching and training to junior associates within the team.
  • Must have good time management skills and the ability manage multiple priorities in a fast-paced environment.
  • Ability to work well and collaboratively as part of a team and function independently when required.
  • Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology.
  • Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
  • Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
  • Demonstrated experience assessing risks, processes, and controls to comply with laws/regulations for and/or across multiple laws/regulations, businesses, and products
  • Bachelor s degree and/or Advanced degree with relevant experience.

Desired Qualifications

  • Certified Internal Audit (CIA) certification
  • Audit or risk control risk/controls background in financial services
  • Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel)
  • Advanced degree or certifications (CIA, CISA etc CPA Preferred)
  • Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
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