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Senior Compliance Associate

  • Full Time, onsite
  • Larson Maddox
  • New York City Metropolitan Area, United States of America
Salary undisclosed

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A top tier investment management firm is looking to bring on a Senior Compliance Associate to their team. The Senior Compliance Associate will support the Chief Compliance Officer on a variety of regulatory matters such as updates to policies and procedures, regulatory filings such as Form ADV, Code of Ethics administration and E-communication surveillance. This role will require 4 days a week in office in NYC.

Requirements :

  • 2+ years of relevant compliance experience
  • Bachelor's Degree
  • Knowledge of SEC rules and regulations
  • Strong organization and communication skills