Senior Compliance Associate
Salary undisclosed
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A top tier investment management firm is looking to bring on a Senior Compliance Associate to their team. The Senior Compliance Associate will support the Chief Compliance Officer on a variety of regulatory matters such as updates to policies and procedures, regulatory filings such as Form ADV, Code of Ethics administration and E-communication surveillance. This role will require 4 days a week in office in NYC.
Requirements :
- 2+ years of relevant compliance experience
- Bachelor's Degree
- Knowledge of SEC rules and regulations
- Strong organization and communication skills
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