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Compliance Manager

Salary undisclosed

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Compliance Manager

Salary: $140k-$150k + bonus

Location: Chicago, IL

Hybrid: 3 days onsite, 2 days remote

*We are unable to provide sponsorship for this role*

Qualifications

  • Bachelor s Degree
  • 7+ related experience with 3+ years in the financial services industry
  • Familiarity with internal controls within an organization.
  • Experience in identifying process improvements.
  • Experience in project planning and reporting results.
  • Spreadsheet and documentation expertise
  • Presentation experience (i.e. PowerPoint, Word, and Publisher)

Preferred

  • eGRC experience (specifically RSA Archer)
  • SOC experience and/or knowledge of COSO
  • CPA, CIA, CISA or other related certification

Responsibilities

  • Oversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.
  • Oversee and advance the management self-testing quality assurance program.
  • Facilitate, review and report on the company s attestation program.
  • Oversee the Compliance automated testing activities and enhance the testing program to provide assurance and insight into the compliance-related activities of the organization.
  • Design and perform tests of controls for design and operational effectiveness, as needed.
  • Perform secondary review of compliance review checklist related to findings remediation efforts.
  • Report on output of programs to stakeholders, senior management, and the board.
  • Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.
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