Internal Auditor

Davies Talent Solutions are seeking a skilled Internal Audit SME with deep expertise in Asset and Wealth Management to provide specialized support to our Internal Audit team. This role is pivotal in delivering value-added insights and helping ensure our compliance, risk management, and operational controls are optimized. This is a staff augmentation position aimed at boosting our internal audit capabilities during critical projects or peak periods.

Key Responsibilities:

• Lead and support internal audits focused on Asset and Wealth Management, including investment management, private wealth, and advisory services.
• Conduct comprehensive risk assessments and design tailored audit programs to evaluate the effectiveness of internal controls, risk management, and governance practices.
• Collaborate with the internal audit team and stakeholders to define audit scope, objectives, and methodologies.
• Perform detailed testing and evaluation of internal controls, ensuring they align with regulatory requirements, industry standards, and organizational policies.
• Provide insights and recommendations for process improvements and operational efficiencies, with a particular focus on Asset and Wealth Management functions.
• Prepare and present audit findings to senior management, including actionable recommendations for addressing identified issues.
• Offer on-demand advisory and support to the internal audit team, particularly on complex issues related to Asset and Wealth Management.
• Stay updated on relevant industry trends, regulatory changes, and emerging risks within Asset and Wealth Management.

Requirements:

• Education: Bachelor’s degree in Accounting, Finance, Business, or a related field; advanced degree or certification (e.g., CPA, CIA, CISA, CFA) is preferred.
• Experience: Minimum of 5-7 years in Internal Audit, with significant experience auditing Asset and Wealth Management functions.
• Technical Skills: Strong proficiency in audit software, data analytics, and internal controls evaluation. Familiarity with relevant regulatory frameworks (e.g., SEC, FINRA, and OCC regulations).
• Industry Knowledge: In-depth understanding of Asset and Wealth Management, including investment products, regulatory requirements, and best practices in internal control environments.
• Analytical Skills: Excellent analytical and problem-solving skills, with the ability to interpret complex data and translate findings into actionable recommendations.
• Communication Skills: Strong verbal and written communication skills, with the ability to effectively present findings and recommendations to senior stakeholders.
• Collaboration: Ability to work independently and as part of a team, providing leadership when necessary.

Preferred Qualifications:

• Experience with data-driven auditing techniques and knowledge of asset and wealth management tools.
• Familiarity with operational risk, compliance, and resilience within financial services.
• Experience working with global teams and navigating cross-functional collaboration.

Contract Details:

• 4 month contracr with very high potential of extention

This is an exciting opportunity to contribute to key projects in a dynamic and fast-paced environment. Apply today to be part of a leading financial audit team!