Company: Financial Services/Investment Banking
Title: Senior Compliance Analyst
Location: Tampa, FL
Hours: Business
Start: ASAP
Job Description
Responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization. Familiar with standard concepts, practices, and procedures within a particular field. Relies on limited experience and judgment to plan and accomplish goals. Performs a variety of tasks. May lead and direct the work of others. A certain degree of creativity and latitude is required. Typically reports to a supervisor or manager.
Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls within the Corporate Functions organization . Ensure compliance with internal policies, procedures, and external laws, rules, and regulations, while identifying necessary remediation actions. This includes developing and executing testing procedures, meticulously documenting results, drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports.
Requirements
- 6 to 8 years of experience or equivalent expertise in risk management, assessment, control evaluations, or a related field, preferably within the financial services industry.
- Strong understanding of industry standards and regulatory requirements, with the ability to stay updated on evolving regulatory landscapes.
- Proven ability to analyze complex issues, develop and implement effective risk mitigation strategies, and communicate insights clearly to senior stakeholders.
- Proficient knowledge of risk management frameworks, regulations, and industry best practices.
- Skilled in developing well-founded recommendations based on regulatory guidance, ensuring alignment with organizational goals and compliance requirements.
- Highly organized and detail-oriented, with a track record of managing multiple priorities and delivering results in a fast-paced environment.
- Strong analytical skills with the ability to interpret data and identify key risk areas.
- Excellent communication skills, capable of conveying complex information clearly to diverse audiences.
Preferred Qualifications
- CISM, CRISC, CISSP, CISA, CCEP, CRCM, CRCMP, GRCP, or other industry-recognized risk and risk certifications preferred.
- A background in auditing and the ability to understand of internal controls is beneficial.
- Proficiency in MS (Microsoft Suite) Office - Microsoft Word, Excel, Access, and PowerPoint.
- Knowledge of data analytical tools such as Tableau, Altryx or Pythyon is a plus.
Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.