Epicareer Might not Working Properly
Learn More

Senior Analyst

Salary undisclosed

Checking job availability...

Original
Simplified
About The Company

Our client is a global asset manager with over $570 billion in AUM with investment expertise in areas such as multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance. The Senior Analyst will be part of the firm’s compliance department.

Responsibilities

  • Manage the development, implementation, and testing of compliance policies as well as aiding with compliance examinations, surveillance, and training
  • Prepare regulatory filings, maintain records, and oversee various service providers
  • Collect and assemble materials for fund Board of Directors meetings and work closely with board members
  • Be involved in the firm’s compliance program under Rules 38a-1 of the Investment Company Act and 206(4)-7 of the Investment Advisers Act

Requirements

  • Bachelor’s degree required
  • 2-5 years of work experience with an investment advisor or broker-dealer
  • Working knowledge of the Federal securities rules and regulations

Salary Range

$80,000-$110,000