Legal Assistant (W2 Role)
Salary undisclosed
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Dice is the leading career destination for tech experts at every stage of their careers. Our client, SoftCorp International, Inc., is seeking the following. Apply via Dice today!
Visa Sponsorship is not available now or feature for this role
Must be work on W2 basis no C2C candidates are allowed.
Role: Sr. Legal Assistant
Remote Role
Visa Sponsorship is not available now or feature for this role
Must be work on W2 basis no C2C candidates are allowed.
Role: Sr. Legal Assistant
Remote Role
- Conduct due diligence reviews of clients during the account opening process
- Conduct monitoring and surveillance of transactions, employee activities or communications
- Analyze regulations, rules and various proposals
- Draft and coordinate regulatory updates and compliance bulletins
- Develop a compliance training program
- Perform tests of the Firm s processes and controls
- Research and respond to various regulatory inquiries and examinations
- Defuse an investor or client dispute
- Participate in compliance risk assessments and analyze the compliance environment and controls for a line of business