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Legal Assistant (W2 Role)

  • Full Time, onsite
  • SoftCorp International, Inc.
  • Remote, United States of America
Salary undisclosed

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Visa Sponsorship is not available now or feature for this role

Must be work on W2 basis no C2C candidates are allowed.

Role: Sr. Legal Assistant

Remote Role

  • Conduct due diligence reviews of clients during the account opening process
  • Conduct monitoring and surveillance of transactions, employee activities or communications
  • Analyze regulations, rules and various proposals
  • Draft and coordinate regulatory updates and compliance bulletins
  • Develop a compliance training program
  • Perform tests of the Firm s processes and controls
  • Research and respond to various regulatory inquiries and examinations
  • Defuse an investor or client dispute
  • Participate in compliance risk assessments and analyze the compliance environment and controls for a line of business
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
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