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Please Turn on your JavaScript

Epicareer might not working properly because your browser javascript is turned off.

What is JavaScript?

JavaScript is like the magic behind making websites interactive. Basically, it makes Epicareer more enjoyable and engaging.
How do i turn this on?
Find tutorial for your browser below :
  1. Make sure the webpage is open.
  2. In the Safari app on your Mac, choose Safari > Preferences, then click Security.
  3. Make sure the Enable JavaScript checkbox is selected.
  4. Click Websites.
  5. On the left, click Content Blockers.
  6. Make sure Off is chosen in the pop-up menu next to the website.
  7. On the left, click Pop-up Windows.
  8. Make sure Allow is chosen in the pop-up menu next to the website.
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  1. Open Chrome on your computer.
  2. Click. then Settings.
  3. Click Privacy and Security.
  4. Click Site settings.
  5. Click JavaScript.
  6. Select Sites can use Javascript.
Visit Site here
  1. If you're running Windows OS, in the Firefox window, click Tools > Options.
  2. Tip: If you're running Mac OS, click the Firefox drop-down list > Preferences.
  3. On the Content tab, click the Enable JavaScript check box.
Visit Site here
  1. Click the "Settings and more" icon at the top right of the Edge browser window.
  2. Click Settings.
  3. From the Settings menu, click Cookies and site permissions.
  4. Scroll down and click on JavaScript.
  5. In the JavaScript window, toggle the slider to "on" or "allowed."
  6. Close the Settings tab.
  7. Refresh the page.
Visit Site here
  1. Go to Settings.
  2. Click Advanced in the left sidebar, and click Privacy & security.
  3. Under Privacy and security, click Site settings.
  4. Click JavaScript.
  5. At the top, turn on or off Allowed (recommended).
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Jobs or company...
4

Program Manager

Salary undisclosed
Checking job availability...
Original
Simplified

Key Responsibilities:

  • Lead and manage IT programs and projects aligned with SEC regulations and compliance requirements.
  • Oversee the development, implementation, and enhancement of trading platforms, compliance systems, and SEC reporting solutions.
  • Ensure on-time and on-budget delivery of IT projects, coordinating with technology, legal, and compliance teams.
  • Drive agile project management methodologies, ensuring iterative improvements and regulatory alignment.
  • Monitor project risks and dependencies, implementing mitigation strategies to ensure compliance with SEC mandates.
  • Ensure all IT programs comply with SEC rules (Reg SCI, 17a-4, XBRL, EDGAR, SOX, etc.).
  • Manage the implementation of audit trails, record-keeping, and electronic reporting as per SEC mandates.
  • Work closely with compliance teams to align IT initiatives with SEC, FINRA, and SOX regulatory requirements.
  • Oversee cybersecurity initiatives, ensuring IT security frameworks align with SEC guidelines (NIST, CIS, ISO 27001).
  • Manage third-party risk assessments related to IT vendors handling SEC-regulated data.
  • Act as a liaison between IT, compliance, legal, finance, and external SEC auditors.
  • Collaborate with CIO, CISO, and senior executives to ensure IT projects support strategic compliance goals.
  • Work with technology vendors and third-party service providers to integrate SEC-compliant IT solutions.
  • Communicate project updates, risks, and compliance findings to senior leadership and regulatory bodies.
  • Oversee the implementation of SEC reporting systems (e.g., EDGAR, XBRL solutions).
  • Ensure IT infrastructure is secure and resilient, aligning with SEC cybersecurity guidelines.
  • Manage cloud migration strategies for SEC-compliant applications, ensuring data encryption, access control, and disaster recovery planning.
  • Drive IT automation efforts for real-time monitoring, reporting, and compliance tracking.

Required Qualifications:

  • Bachelor s/Master s degree in Information Technology, Cybersecurity, Finance, or related field.
  • 8+ years of IT program/project management experience, with a strong focus on SEC-regulated environments.
  • Proven expertise in SEC compliance, IT risk management, and financial regulatory technology (RegTech).
  • Experience with SEC regulations such as Reg SCI, 17a-4 (electronic records), EDGAR filing, and SOX compliance.
  • Strong knowledge of cybersecurity frameworks (NIST, CIS, ISO 27001) and IT governance best practices.
  • Hands-on experience with financial systems, SEC reporting tools (e.g., XBRL, EDGAR), and regulatory data management.
  • Proficiency in Agile, Scrum, and Waterfall methodologies for IT program execution.
  • Experience managing cloud-based IT infrastructure (AWS, Azure, or Google Cloud Platform) in regulated environments.
  • Strong leadership, communication, and stakeholder management skills.

Preferred Qualifications:

  • Certifications such as PMP, CSM, ITIL, CISSP, CISA, or CRISC.
  • Experience working with financial institutions, broker-dealers, or asset management firms.
  • Familiarity with AI/ML applications in regulatory technology (RegTech) for compliance monitoring.
  • Experience in blockchain, smart contracts, or digital securities regulation.
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
Report this job

Key Responsibilities:

  • Lead and manage IT programs and projects aligned with SEC regulations and compliance requirements.
  • Oversee the development, implementation, and enhancement of trading platforms, compliance systems, and SEC reporting solutions.
  • Ensure on-time and on-budget delivery of IT projects, coordinating with technology, legal, and compliance teams.
  • Drive agile project management methodologies, ensuring iterative improvements and regulatory alignment.
  • Monitor project risks and dependencies, implementing mitigation strategies to ensure compliance with SEC mandates.
  • Ensure all IT programs comply with SEC rules (Reg SCI, 17a-4, XBRL, EDGAR, SOX, etc.).
  • Manage the implementation of audit trails, record-keeping, and electronic reporting as per SEC mandates.
  • Work closely with compliance teams to align IT initiatives with SEC, FINRA, and SOX regulatory requirements.
  • Oversee cybersecurity initiatives, ensuring IT security frameworks align with SEC guidelines (NIST, CIS, ISO 27001).
  • Manage third-party risk assessments related to IT vendors handling SEC-regulated data.
  • Act as a liaison between IT, compliance, legal, finance, and external SEC auditors.
  • Collaborate with CIO, CISO, and senior executives to ensure IT projects support strategic compliance goals.
  • Work with technology vendors and third-party service providers to integrate SEC-compliant IT solutions.
  • Communicate project updates, risks, and compliance findings to senior leadership and regulatory bodies.
  • Oversee the implementation of SEC reporting systems (e.g., EDGAR, XBRL solutions).
  • Ensure IT infrastructure is secure and resilient, aligning with SEC cybersecurity guidelines.
  • Manage cloud migration strategies for SEC-compliant applications, ensuring data encryption, access control, and disaster recovery planning.
  • Drive IT automation efforts for real-time monitoring, reporting, and compliance tracking.

Required Qualifications:

  • Bachelor s/Master s degree in Information Technology, Cybersecurity, Finance, or related field.
  • 8+ years of IT program/project management experience, with a strong focus on SEC-regulated environments.
  • Proven expertise in SEC compliance, IT risk management, and financial regulatory technology (RegTech).
  • Experience with SEC regulations such as Reg SCI, 17a-4 (electronic records), EDGAR filing, and SOX compliance.
  • Strong knowledge of cybersecurity frameworks (NIST, CIS, ISO 27001) and IT governance best practices.
  • Hands-on experience with financial systems, SEC reporting tools (e.g., XBRL, EDGAR), and regulatory data management.
  • Proficiency in Agile, Scrum, and Waterfall methodologies for IT program execution.
  • Experience managing cloud-based IT infrastructure (AWS, Azure, or Google Cloud Platform) in regulated environments.
  • Strong leadership, communication, and stakeholder management skills.

Preferred Qualifications:

  • Certifications such as PMP, CSM, ITIL, CISSP, CISA, or CRISC.
  • Experience working with financial institutions, broker-dealers, or asset management firms.
  • Familiarity with AI/ML applications in regulatory technology (RegTech) for compliance monitoring.
  • Experience in blockchain, smart contracts, or digital securities regulation.
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
Report this job