Internal Auditor-Anti-Money Laundering(AML)

Role: AML Business Auditor

Location: Dallas, TX/ Salt Lake City, Utah

Duration: 6-month+ position (fully onsite in either Dallas, TX or Salt Lake City, Utah.)

Summary:
Looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.
Internal Auditors demonstrate strong risk and control mindsets and can challenge and discuss effectively with management on risks and control measures. We are looking for individuals who enjoy learning about audits, businesses, and functions, have an innovative and creative mindset to adopt analytical techniques to enhance audit techniques, build relationships, and can evolve and thrive in teamwork and in a fast-paced global environment.

AML Business Auditor will be part of the Third Line of Defense, Independently Assessing The Firm's Internal Control Structure focusing on Capital And Anti-financial Crime Frameworks.
Responsibilities:

• Develop an in-depth understanding of business areas, their products, and supporting functions.
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment/framework.
• Communicate findings to management and relevant stakeholders.
• Follow-up and validate open audit issues and their resolution.

Requirements:

• Approximately 5 years of experience in a public accounting, consulting, audit, and/or regulatory agency examiner role within the financial services industry or a related control function.
• Strong knowledge of anti-money laundering, anti-bribery, and government sanctions laws, rules, and regulations.
• Understanding compliance program components, risk, and control processes.
• Able to work under minimal supervision on individual tasks or team projects.
• Team-oriented with a strong sense of ownership and accountability, including the ability to take the initiative for tasks.
• Strong analytical and problem-solving skills, risk-mitigating mindset, and willingness to learn new businesses and system processes quickly to identify high-risk areas for audit assessment.
• Highly self-motivated and ambitious with the ability to multi-task and remain organized in a fast-paced environment while managing both time and workload.
• Strong communication skills (verbal and written) with the ability to document audit assessments and identify gaps.
• 4-year degree in finance, accounting, or quantitative discipline.
• Familiarity with Microsoft Excel for data entry, manipulation, and preliminary analysis.
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.

Role: AML Business Auditor

Location: Dallas, TX/ Salt Lake City, Utah

Duration: 6-month+ position (fully onsite in either Dallas, TX or Salt Lake City, Utah.)

Summary:
Looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.
Internal Auditors demonstrate strong risk and control mindsets and can challenge and discuss effectively with management on risks and control measures. We are looking for individuals who enjoy learning about audits, businesses, and functions, have an innovative and creative mindset to adopt analytical techniques to enhance audit techniques, build relationships, and can evolve and thrive in teamwork and in a fast-paced global environment.

AML Business Auditor will be part of the Third Line of Defense, Independently Assessing The Firm's Internal Control Structure focusing on Capital And Anti-financial Crime Frameworks.
Responsibilities:

• Develop an in-depth understanding of business areas, their products, and supporting functions.
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment/framework.
• Communicate findings to management and relevant stakeholders.
• Follow-up and validate open audit issues and their resolution.

Requirements:

• Approximately 5 years of experience in a public accounting, consulting, audit, and/or regulatory agency examiner role within the financial services industry or a related control function.
• Strong knowledge of anti-money laundering, anti-bribery, and government sanctions laws, rules, and regulations.
• Understanding compliance program components, risk, and control processes.
• Able to work under minimal supervision on individual tasks or team projects.
• Team-oriented with a strong sense of ownership and accountability, including the ability to take the initiative for tasks.
• Strong analytical and problem-solving skills, risk-mitigating mindset, and willingness to learn new businesses and system processes quickly to identify high-risk areas for audit assessment.
• Highly self-motivated and ambitious with the ability to multi-task and remain organized in a fast-paced environment while managing both time and workload.
• Strong communication skills (verbal and written) with the ability to document audit assessments and identify gaps.
• 4-year degree in finance, accounting, or quantitative discipline.
• Familiarity with Microsoft Excel for data entry, manipulation, and preliminary analysis.
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.